Understand and mitigate compliance risk in any organization
Compliance Management for Public, Private, and Nonprofit Companies is an expert guide that delivers the strategies and techniques needed to establish, manage, and improve the compliance function within any organization.
Written by FINRA faculty member Michael Silverman, this hands-on resource offers valuable advice for identifying compliance risk and addressing complex ethical issues. It also provides best practices for using the
board of directors, trustees, and senior management to promote compliance. From an
operational standpoint, it covers such critical topics as:
A wealth of case studies taken from both the author’s personal experience as well
as the mainstream media brings to life the application of covered techniques in the
Michael G. Silverman heads a consulting practice that helps organizations manage risk and compliance, corporate ethics, and corporate governance. He is also on the faculties of Columbia University's School of International and Public Affairs and at the Financial Industry Regulatory
Authority, the largest non-governmental
regulator for all securities firms doing
business in the United States.